It monitors and regulates the securities market and protects the interests of the investors by enforcing certain rules and regulations. Registering and regulating the working of venture capital funds and collective investments schemes including mutual funds. Sebi also perform the function of registering and regulating the working of depositories, custodians of securities. Regulation of information production at the time of issue.
The function of sebi is also to develop and promote activities to enhance business in stock exchanges. What is sebi, functions, powers of sebi, regulations. These functions are performed by sebi to regulate the business in stock exchange. Sebi is the statutory regulatory body of india established to regulate stock exchange and to protect the interest of investors by implementing regulations. Its preamble states that sebi must protect the interests of investors in securities and to promote the development of, and to regulate the securities market and for matters connected there with or incidental there to. Conducting and promoting training programs for intermediaries.
Sebi disclosure and investor protection guidelines amended. Securities and exchange board of india sebi is a statutory regulatory body entrusted with the responsibility to regulate the indian capital markets. Ca r d maheshwari s sebi notes for ca final students. Key features of sebi underwriters regulations ipleaders.
Manipulation of security prices to inflate or depress the market prices price rigging and thereby cheating investors is prohibited by sebi. What is the history of mutual funds in india and role of sebi in the. Foreign institutional investors, credit rating agencies etc. Sebis responsibility is to ensure that securities market in india functions. Designing guidelines and code of conduct for the proper functioning of financial intermediaries and corporate. Board of sebi the management of board of sebi consists of the following members.
Download sebi notes file in pdf format caclubindia. The securities and exchange board of india sebi is the regulatory body for securities markets in india, similar to the securities and exchange commission in the u. Sebi acts as a watchdog for all the capital market participants and its main purpose is to provide such an environment for the financial market enthusiasts that facilitate efficient and smooth working of the securities market. To regulate the activities of stock exchange following functions are performed. The sebi underwriters, regulations, were framed to deal with the issues concerning registration of the underwriters, capital norms and adequacy, and obligations and responsibilities of. Securities and exchange board of india sebi definition. As clear from the name, sebi s protective function is to protect investors interest and provide them security by taking following actions. Functions of sebi securities and exchange board of india. Sebi meaning, act 1992, functions, power, guidelines, regulations. Document properties enter the password to open this pdf file. Sebi s preamble describes in detail the functions and powers of the board.
504 381 1544 433 1078 1214 733 910 734 434 86 652 1227 326 348 1094 1190 143 1513 550 826 681 1151 335 1459 1152 127 851 337 937 314 212 634 806 854